Is Valic regulated by any financial authorities?

Asked a year ago
Yes, Valic is regulated by financial authorities. As a leading provider of retirement plans and investment solutions, Valic operates in compliance with regulatory bodies to ensure the safety and security of its clients' investments. Valic is regulated and supervised by the U.S. Securities and Exchange Commission (SEC) as a registered investment adviser. Additionally, it is a member of the Financial Industry Regulatory Authority (FINRA), which oversees broker-dealers and protects investors' interests. Valic's adherence to these financial authorities' regulations and standards ensures that the company maintains transparency, accountability, and professionalism in its financial services, offering peace of mind to its clients.
Jeff Whelpley is the editor / author responsible for this content.
Answered May 3, 2024

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