Is MFS Investment Management registered with any regulatory bodies?

Asked a year ago
Yes, MFS Investment Management is registered with multiple regulatory bodies. As a global asset management firm, MFS is committed to operating in compliance with applicable laws and regulations. In the United States, MFS is registered with the Securities and Exchange Commission (SEC) as an investment adviser, and its affiliated mutual funds are registered with the SEC as well. MFS is also a member of various self-regulatory organizations, including the Financial Industry Regulatory Authority (FINRA). In addition to its US registrations, MFS may also be registered or licensed with other regulatory authorities in countries where it operates. This regulatory oversight ensures that MFS adheres to industry standards, best practices, and the protection of clients' interests.
Jeff Whelpley is the editor / author responsible for this content.
Answered May 3, 2024

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